Engineered models for studying blood-brain-barrier-associated brain physiology and pathology
Article information
Abstract
The blood-brain barrier (BBB) is a transport barrier that suppresses the translocation of potentially harmful substances to the brain tissue. Although the BBB is known to be associated with many kinds of neuropathology, such as neuroinflammation and neurodegenerative diseases, the conventionally used animal and Transwell models cannot provide sufficient information due to genetic and functional heterogeneity in comparison with humans and limited monitoring capabilities. Recently, human cell-based three-dimensional BBB models have been developed, and these models provide in vivo-like BBB structures and functions. In this review, we provide an overview of the recent advances in BBB models with a particular focus on the simulation of BBB-associated brain physiology and neuropathology. To this end, important factors for recapitulating the in vivo characteristics of the BBB are described. Furthermore, approaches to recapitulate the BBB physiology using engineering methods are summarized. The applications of BBB models in the study of neuropathology, such as inflammation and neurodegenerative diseases, are also presented.
Introduction
The blood-brain barrier (BBB) is a functional unit in the blood vessels of the brain that regulates the transport of molecules between the circulating blood and brain tissue [1]. The BBB selectively transports molecules based on needs for brain homeostasis [2]. For example, water, gases, and lipid-soluble molecules are transported via passive diffusion, while glucose and amino acids that are required for metabolism enter the brain tissue via selective transport [3,4]. In contrast, neurotoxins and drugs are generally not allowed to pass the BBB and are pumped out from the perivascular region via active transport [5]. Consequently, the brain maintains homeostasis irrespective of the daily diet [6].
The BBB is mainly composed of 3 cell types—brain endothelial cells, pericytes, and astrocytes—and these cell types all contribute to BBB function. Endothelial cells form a tubular blood vessel structure with tight junctions [7]. Pericytes wrap around the brain microvasculature and promote BBB maturation and stability via both direct contact-mediated and paracrine-mediated mechanisms [8,9]. Astrocytes extend their endfeet and make contact with the pericyte-covered brain microvasculature, promoting tight junction formation [10-12]. The orchestrated interaction among these cells promotes BBB function. Additionally, pericytes and astrocytes provide homeostatic resilience to brain-insulting stimuli, such as stroke and neuroinflammation [13].
Damage to the BBB is known to be closely associated with neuropathology (Fig. 1) [14]. In Alzheimer’s disease (AD), BBB damage is observed with deposited amyloid-beta (Aβ) plaques around the brain microvasculature [15]. Although whether BBB damage precedes neuronal cell death in AD pathology remains controversial, some evidence suggests the possibility of BBB breakdown before neurodegeneration in the hippocampus [16-18]. Furthermore, metabolic syndrome is known to induce dementia. Among the dementia subtypes, vascular dementia plays a significant role in diabetes mellitus-associated dementia [19], suggesting that the BBB is disrupted by dysregulated metabolism. Furthermore, upon exposure to particulate matter due to air pollution, BBB damage has been observed [20-22]. Considering these clinical signatures, changes in the BBB in pathological conditions must be monitored and investigated to understand the underlying mechanism.
Over the last few decades, animal and Transwell models have been extensively utilized as alternative human BBB models [23,24]. Animal models allow the investigation of in vivo cell behaviors as a result of inter-organ interactions, whole-body circulation, and tissue-immune interactions, and are therefore considered to be suitable models for human substitutes [25]. Despite this capability, animal models have inherent limitations, such as genetic differences with humans, and thus cannot reflect human-specific responses in some cases [26-28]. Furthermore, end-point assays are generally used in animal models owing to the inability of real-time observations. In Transwell models, brain endothelial cells and pericytes or astrocytes can be attached on either side of a porous membrane, and thus, cells can be physically separated [29]. Due to their physical separation, individual cell types can be analyzed after cultivation. However, the Transwell system does not allow the replication of physiological conditions, such as tissue stiffness, a three-dimensional (3D) environment, and fluid flow. Engineered BBB models have arisen to resolve the unmet issues of animal and Transwell models [30].
Here, we present an overview of recent advances in engineered 3D BBB models. To this end, the key factors for the reconstitution of the BBB are discussed. The fabrication methods for 3D BBB structures are then presented. The application of 3D BBB models in the investigation of neuropathology is summarized, with a particular focus on the mimetics of pathological features. Finally, we provide perspectives for future research, arguing that 3D BBB models must be pursued as human-relevant alternative testing models.
Ethics statement: This study was a literature review of previously published studies and was therefore exempt from institutional review board approval.
Factors to consider for the reconstitution of in vivo BBB physiology
The following issues must be overcome to resolve the limitations of animal models and two-dimensional (2D) Transwell models and faithfully mimic the in vivo human BBB physiology and pathology (Fig. 2).
First, the utilization of human-originated cells can resolve the issue of genetic heterogeneity (Fig. 2A). As discussed in many reports, clinical trials of drug candidates that show promising therapeutic effects in animal models are frequently discontinued to the lack of or limited efficacy in humans [31]. In some cases, human-gene knock-in mouse models did not fully recapitulate human disease pathologies [32]. Furthermore, some drugs (eg, thalidomide) showed no side effects in animal models, but had significant side effects when administered in humans [33]. These results show that animal models have limitations in modeling human physiology and pathology. The utilization of animal-originated cells in the fabrication of 3D in vitro models is problematic. Recently, Jang et al. [34] demonstrated that a 3D kidney model composed of animal cells showed different drug responses and fibrosis signatures from those obtained from human cell-based 3D kidney models. These results support the necessity of human-originated cells in modeling the human BBB.
Second, genetic information is needed to recapitulate genetic diseases (Fig. 2B). Some BBB-associated neurological diseases, such as cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL) or familial AD, originate from genetic mutations or defects [35,36]. To mimic genetic mutation-associated neuropathologies in a 3D BBB model, various patient-derived cells or induced pluripotent stem cells (iPSCs) with genetic mutations can be used. Transfection with disease-associated genes is a widely used technique. ReN cells are one of the successfully commercialized genetically modified neuronal progenitor cell lines that can differentiate into neurons and glial cells [37]. ReN cells have mutations in amyloid precursor protein (APP) and presenilin-1 (PSEN1), and these mutations induce AD phenotypes, such as deposition of amyloid plaques and tau tangles [38]. iPSCs constitute an excellent cellular model that reflects patients’ genetic information [39]. Since genetic information is maintained during the induction of iPSCs and subsequent differentiation processes, iPSC-derived cells can be used to model patient-specific disease phenotypes.
Third, the establishment of a physiologically relevant cell culture environment is important (Fig. 2C). Previous studies have indicated that cells cultured in a 2D environment showed different behaviors compared to those cultured in a 3D environment or residing in the in vivo tissue, in terms of migration, morphology, and drug response [40,41]. Recent studies have indicated that cells cultured in a Transwell system show different drug responses compared to 3D-cultured cells [42]. Considering that the Transwell system has a different microenvironment from in vivo tissue, it is desirable to mimic the 3D in vivo tissue environment in an engineered platform. Environmental factors include 3D hydrogel-based architecture, tissue-compatible stiffness, viscoelastic properties, interstitial flow, and tight cell-cell interactions [43-45]. The environment, including those factors, can be reconstructed using various methods such as organoids and organ-on-a-chip technologies [46].
Methods of recapitulating BBB structure and function
The fabrication methods of 3D BBB models can be largely classified into 2 categories: bottom-up and top-down methods. Bottom-up methods refer to BBB structures generated via self-organization, such as vascularized organoids or vasculogenesis of brain vascular structures within a 3D hydrogel matrix. Top-down methods control the cell position by attaching cells to geometry-defined membranes or attaching endothelial cells to pre-formed hydrogel surfaces.
Bottom-up methods generate brain vasculature by promoting self-organization behaviors in brain endothelial cells. In vascularized brain organoids, brain endothelial cells are mixed with stem cells in a cell aggregation step, thus permitting the brain endothelial cells to form a vascular network within the developing brain organoids [47]. Alternatively, the addition of pro-angiogenic factors, such as vascular endothelial growth factor (VEGF), can promote vasculogenesis within brain organoids during differentiation by stimulating endothelial cell differentiation from stem cells [48]. As a straightforward method, BBB spheroids can be fabricated by aggregating brain endothelial cells, pericytes, and astrocytes [49,50]. In the case of the 3D hydrogel-based model, hydrogel-embedded or hydrogel surface-attached endothelial cells spontaneously form vascular networks via angiogenesis- or vasculogenesis-like behaviors [51-53]. In hydrogel-based methods, the cell types and hydrogel content are generally tailored to induce the efficient formation of brain microvasculature. These bottom-up methods provide morphologically in vivo-like capillary networks within cell aggregates or hydrogels. However, the capillary networks are not perfusable, and fluidic conditions cannot be established in vascularized and bulk-hydrogel-based methods.
Top-down methods utilize pre-formed microstructures as a support or a frame for blood vessel structures. For example, porous membranes are widely used to form a planar BBB model—that is, the Transwell system [54,55]. By attaching brain endothelial cells on top of the porous membrane and attaching pericytes and astrocytes on the backside of the membrane, cross-sectional BBB structures can be obtained. Recently, these porous membranes have been incorporated into microfluidic devices that can provide flow-induced stimuli to cultured cells [42,56,57]. Instead of a porous membrane, microstructures with regular spacing can be used as supporting structures for vasculature [58]. In a few studies, the lower channel of the porous membrane was filled with pericytes and astrocyte-embedded hydrogels, thus presenting 3D-like structures [59,60]. The micropost-based hydrogel patterning is a simple yet robust method to fabricate a 3D BBB structure [61,62]. When a sol-state hydrogel was introduced into the micropost array-decorated microfluidic chip, the hydrogel could not penetrate the interstitial region between the micropost owing to the surface tension, and thus subsequently solidified in a micropost-anchored state [63]. By attaching brain endothelial cells at the sidewall of the gelated hydrogel and readily incorporating pericytes and astrocytes in the hydrogel, a 3D BBB structure is formed. As an alternative templating method, microneedles, wires, soluble materials, or viscous liquids can be used to form microchannels within hydrogels [64-66]. By removing the templates after gelation of hydrogels, identical channel structures remain, and the brain endothelial cells are attached to the luminal surface of hydrogels. The attached cells form vascular structures, forming a structure-designed vascular structure. These top-down methods produce shape-controlled vascular structures and are thus suitable for reproducible experiments. However, in some cases, the structures may differ from in vivo vascular structures. The features of both fabrication methods are summarized in Table 1 [42,47-53,56-62,64-66].
Capability of BBB models in studies on neuropathology
In this section, we discuss how 3D BBB platforms are used in the study of neuropathologies (Fig. 3) [47,51,59,62].
1. Evaluation of particle and drug delivery
The BBB acts as a transport barrier for drugs and particles in the normal state. For this reason, extensive efforts are being made to penetrate the BBB by modifying drug structures or the surface chemistry of nanoparticles [67]. Since the transport of drugs and nanoparticles cannot be visualized in the animal brain, in vitro-based BBB models are suitable models for identifying whether drugs or particles can be transported to the brain tissue (Fig. 3A) [59].
Ahn et al. [59] showed that high-density lipoprotein (HDL)-mimetic nanoparticles, termed engineered HDL-mimetic nanoparticles with apolipoprotein A1 (eHNP-A1), are transported by transcytosis. Therefore, they fabricated double-microstructure microfluidic devices with a porous membrane for vascular patterning and a micropost array for patterning of pericyte- and astrocyte-embedded hydrogels. They found that selective blocking of the scavenger receptor class B type 1 (SR-B1) or lipid transport-1 (BLT-1) reduced the translocation of nanoparticles into the hydrogel region. They found that SR-B1 regulates the uptake of HDL-like nanoparticles by brain microvascular endothelial cells, while BLT-1 controls the translocation of nanoparticles into the perivascular region. These results collectively suggest that eHNP-A1 transport through the BBB is regulated by transcytosis.
BBB chips are also useful for evaluating drug-associated BBB disruption and estimating the amount of drugs to be transported to the brain region. Maoz et al. [56] fabricated interconnected brain chip models by linking the influx of BBB, brain, and efflux BBB chips. They showed that methamphetamine temporarily disrupted the BBB, with effects that could be restored below a dose of 4 mM. Furthermore, the concentration of methamphetamine through the disrupted BBB was comparable to the in vivo values. For example, the ~10% proportion of methamphetamine observed in the perivascular channel in the BBBinflux chip was similar to the 20% to 30% plasma brain dialysate ratio observed in rats, and the concentration of ~100 μM in the brain chip was comparable to the concentrations of 0.23 to 310 μM observed in the brain tissues of chronic abusers. Therefore, this study suggests that the amount of drugs transported into the brain tissue can be estimated if the drugs are capable of disrupting the BBB.
2. Genetic neuropathology
Age is the most critical factor in neurodegenerative diseases, and the number of patients with neurodegenerative diseases is increasing concomitantly with population aging [68]. Although global pharmaceutical companies have attempted to develop therapeutics for neurodegenerative diseases, such as AD, the candidates frequently fail in clinical trials, even though they show promising therapeutic effects in animal models. These discrepancies are largely attributed to genetic heterogeneity in humans. With the help of genetic modification techniques, 3D in vitro models have shown promising capabilities in the recapitulation of AD pathologies. BBB damage is frequently observed in patients with AD (Fig. 3B) [51].
ReN cells with APP and PSEN1 mutations are good cell models that can mimic AD pathology, which leads to the deposition of amyloid plaques and tauopathy [38,69]. Shin et al. [61] controlled the interaction of AD neuronal cells and the BBB by separating a ReN cell-culture region and a BBB region by using a blank channel, and those 2 regions were connected after the endothelial barrier matured. Such spatial segregation before maturation can prevent undesirable early-time degeneration of the BBB structure. AD neuronal cells induced AD-like features in the brain microvasculature, such as decreased junctional protein expression and increased permeability, matrix-metalloproteinase-2 expression, and reactive oxygen production. Importantly, Aβ peptide deposition was observed in the vascular endothelium. They also showed that the transport of thrombin through the disrupted BBB caused neuronal cell death, which is observed in the brains of patients with AD [70], and such detrimental effects can be reduced by etodolac drug treatment.
Engineered in vitro BBB models help identify genetic mutation-specific susceptibility to AD pathology, particularly for cerebral amyloid angiopathy (CAA). The APOE4 mutation of apolipoprotein E is believed to be closely related to the onset of AD and CAA [71-73]. Blanchard et al. [51] co-cultured iPSC-induced brain endothelial cells, pericyte-like mural cells, and astrocytes in a 3D hydrogel. They found that mural cells with the APOE4 mutation induced significant accumulation of amyloid plaques at the vascular wall, while those with the APOE3 mutation did not show amyloid accumulation. They also found that the calcineurin-nuclear factor of activated T cells (NFAT) signaling is the key regulatory pathway in APOE4-associated CAA, and demonstrated the possibility of APOE4-induced CAA by inhibiting calcineurin-NFAT signaling pathways both in vitro and in vivo. These results show that genetic mutation-associated BBB pathologies can be recapitulated in human cell-based BBB models.
3. Brain infection and neuroinflammation studies
BBB function is closely related to brain inflammation. Since the cellular composition can be controlled in engineered BBB models, the contributing roles of BBB-composing cells in the modulation of inflammation can be studied. Seo et al. [64] reconstituted a neurovascular unit structure by coculturing 7 types of brain tissue cells, including brain endothelial cells, astrocytes, pericytes, oligodendrocytes, neural stem cells, microglia, and neurons. When lipopolysaccharide (LPS) was introduced through the perfusable endothelium, the existence of supporting cells mitigated the LPS-induced neuroinflammation compared to LPS exposure in the endothelial cell-only case. Although the contribution of individual cells needs further study, these results show that neurovascular unit-composing cells may help maintain brain tissue homeostasis.
3D BBB models can be used to study the mechanisms of fungal infection (Fig. 3C) [62]. Meningoencephalitis is induced by infection with Cryptococcus neoformans and causes 180,000 deaths worldwide, particularly in immunocompromised individuals [74,75]. Although various hypotheses have been proposed to explain the brain-specific infection and BBB penetration of C. neoformans, the underlying mechanism could not be explained due to the inability of experimental observation. Kim et al. [62] found that C. neoformans forms biofilm-like cell clusters on the brain endothelium, and this neurotropism was induced by the brain-abundant inositol. Other types of fungi, such as Candida glabrata and Cryptococcus deuterogattii, showed no notable neurotropism in the BBB chip, confirming the fungus-type-dependent neurotropism observed in clinical cases. Furthermore, they also showed that the BBB penetration of C. neoformans occurred through transcytosis and that transcytosis-mediated BBB penetration was regulated by the mpr1Δ gene. The BBB chip showed promising capabilities in the real-time monitoring of infection and investigation of underlying genetic and environmental factors.
4. Developmental studies
The effect of the microenvironment is also an important factor in BBB formation and maturation. However, control of the microenvironment is not possible in vivo. One of the important factors in vasculogenesis is hypoxic conditions [76-78]. Inspired by the hypoxic conditions in the developmental process, Park et al. [42] differentiated human iPSCs in 5% oxygen conditions, and the differentiated cells were transferred to a microfluidic chip with a porous membrane for the formation of the BBB structure. BBB-composing cells differentiated under hypoxic conditions showed enhanced BBB functionality in terms of transporter expression, transendothelial electrical resistance, and transcytosis capability. These results demonstrate the importance of hypoxic conditions in the development and function of the BBB.
Brain organoid technology has opened a new era in the study of neural development. Assembled stem cells, such as iPSCs and embryonic stem cells, proliferate and spontaneously differentiate into brain organoids with spatially distinct patterns within them. Since the introduction of cerebral organoids by Lancaster et al. [79], various region-specific brain organoids have become available, including hippocampal-choroid plexus, cerebellum, forebrain, midbrain, and hypothalamic organoids [80-86]. Although these brain organoids have shown promising capabilities in mimicking the structure and function of the developing brain, they lack a vascular structure and are thus limited in the formation of large organoids and drug screening.
Recently, Cakir et al. [47] proposed an innovative method for inducing vascular structure formation in developing human cortical organoids (Fig. 3D). They formed human cortical organoids by mixing the human embryonic stem cells expressing the transcription factor ETS variant 2 and non-modified human embryonic stem cells in an optimized ratio. As expected, self-organized vascular-like structures were formed within the developing brain organoids, and the vascular system had BBB-like functionalities, including tight junction expression, nutrition transporters, and transendothelial electrical resistance. Furthermore, the vascular structure promoted the functional maturation of brain organoids, suggesting the importance of BBB-like vascular structures in the development of brain tissue.
Vascularization can also be induced by exposing brain organoids to pro-angiogenic factors. Ham et al. [48] consistently exposed stem cell aggregates to VEGF, which is known to be a key pro-angiogenic factor, starting on the day after self-aggregation. Some fractions of the embryonic stem cell line H9 differentiated into vascular endothelial cells and formed vascular networks with distinctive vascular markers and showed no reduction in neuronal markers. Prolonged exposure to VEGF and Wnt7a also induced the emergence of pericyte-like cells, as evidenced by immunostaining with alpha-smooth muscle actin.
Remaining issues
Despite the achievements of recent in vitro BBB models, issues in modeling the physiology and pathology of the BBB remain.
First, consideration of the immune system is required to understand the mechanisms of neuropathologies. Recent studies have indicated that microglia are closely related to the onset and progression of neuropathologies [87]. For example, activated microglia in patients with AD induce neuronal cell death by secreting reactive oxygen species and inflammatory cytokines. Exposure to particulate matter also deteriorates the condition of brain cells due to the activation of microglia by stimulating the secretion of reactive oxygen species and inflammatory cytokines. Accumulating evidence indicates that circulating monocytes can enter the brain parenchyma through the disrupted BBB and colonize the microglial niche under pathological conditions [88,89], suggesting the possibility of monocyte-associated progression of AD pathology [90]. Furthermore, the activation of microglia precedes the spread of tau pathology [91]. Since cellular interaction is believed to be a key factor in the progression of neuropathologies, consideration of the brain immune system is required.
Second, the circulation of cerebrospinal fluid in the brain tissue should be mimicked in an in vitro system. Recently, the existence of the glymphatic system [92,93] and brain lymphatic system [94,95] was reported. Although further in-depth studies are needed, these brain-circulating systems are believed to play roles in the clearance of metabolic wastes and neurotoxic proteins [96]. Considering that the BBB participates in the transport of neurotoxic proteins and brain metabolism, the simultaneous consideration of the BBB and these brain-circulating systems can reveal novel scientific mechanisms of neuropathologies.
Third, BBB models can be used as a test platform for nanomedicine. As shown in many examples, BBB models have the capability to be used to monitor the transport of nanomaterials. Nanomaterials have recently emerged as a powerful tool for delivering biochemical factors to the brain tissue due to their ease of surface functionalization and cargo control [97-98]. Since non-optimized nanomaterials are prone to be blocked by the BBB during transport, BBB models can assist in the development and optimization of nanomedicine vehicles suitable for penetrating the BBB.
Finally, the commercialization of BBB chips is also important for cost-effective and time-efficient drug development. Various types of organ-on-a-chip platforms are now available on the market, and global pharmaceutical companies are interested in their utilization in drug development [99,100]. Considering that the Transwell model presents a non-physiological tissue environment and animal models are very costly, the development of an alternative platform is necessary. Therefore, the commercialization of BBB models and their application in the drug development process can revolutionize the pharmaceutical industry. For commercialization, the design and materials for BBB chips need to be optimized for mass production and high-content screening.
Conclusion
In this review, we summarize recent advances in 3D BBB systems that show promising capabilities as human BBB models. These models have been prepared using human cells in many cases and successfully reflected the genetic information of human neuropathologies. Furthermore, 3D BBB models have also been used to model infection and inflammation and have demonstrated the effects of cell-cell or inter-organ interactions by coculturing multiple cell types or multi-organ compartments in engineered systems. Despite their promising capabilities, some issues remain, such as consideration of the immune and glymphatic systems. It is believed that 3D BBB models can be used to evaluate drug delivery and investigate human brain neuropathologies.
Notes
Conflict of interest
Hong Nam Kim has been an editor of Organoid since 2021. No other potential conflict of interest relevant to this article was reported.
Funding
This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korean Government (MSIT) (grant no. 2021R1A2B5B02086828) and by the KIST Institutional Program (grant no. 2E30965, 2E30966, and 2E30951).
Additional contributions
The figures were created using BioRender.com.
Data availability
Please contact the corresponding author for data availability.